Account Services (Advisor-led)
Marking an Account as Closed
Accounts can be marked as closed in the Portfolio Manager to stop all trading, billing, and exclusion from performance reporting from the closing date set. This process does NOT close the account with the custodian, it only marks the account as ...
Advisor-led Standing Instructions/Cash Transfer (Pershing)
The following process allows an Advisor to submit an ACH request on behalf of a client. This can be one-time or recurring, deposit or withdrawal. ACH Transfer The ACH Transfer process is begun on the account profile that you wish to transfer funds ...
Advisor-led Account Transfers (Pershing)
The following process allows an Advisor to transfer assets into a Pershing account from another Pershing account or another Brokerage Firm. Account Transfer The Account Transfer process is begun on the account profile that you wish to transfer funds ...
Advisor-led Standing Instructions/Cash Transfer (Schwab)
The following process allows an Advisor to submit an ACH request on behalf of a client. This can be one-time or recurring, deposit or withdrawal. ACH Transfer The ACH Transfer process is begun on the account profile that you wish to transfer funds ...
Advisor-led Account Transfers (Schwab)
The following process allows an Advisor to transfer assets into a Schwab account from a Brokerage Firm, Mutual Fund Company, or Annuity. Account Transfer The Account Transfer process is begun on the account profile that you wish to transfer funds to. ...
Establishing a Schwab MoneyLink
The following process allows an advisor to initiate a standing Schwab MoneyLink between an account and a bank account. At this time the owner of the account and bank account must be the same to create a link. Initial Request The MoneyLink process is ...
Customizing the Model for an Existing Account
If your firm settings allow for editing and customizing a model during proposal creation, it is also possible to customize an account’s model after the account has been opened using the process below. If you simply want to switch an account to a ...
Viewing or Changing Model Assignments
Model assignments for accounts can be viewed from the Manage Clients > Model Assignments tab. Click to display details about the investments in the assigned model. Reassigning Models Use the following process to change which model is assigned to a ...