Advisor-led Account Transfers (Pershing)

Advisor-led Account Transfers (Pershing)

The following process allows an Advisor to transfer assets into a Pershing account from another Pershing account or another Brokerage Firm.

Account Transfer

The Account Transfer process is begun on the account profile that you wish to transfer funds to.

  1. Navigate to Manage Clients > Dashboard and select the account to transfer into.
  2. In the upper right, click Action > Account Maintenance > Account Transfer.
  3. Enter the required identification verification, select Brokerage Firm and click Continue.
  4. Select if the source account is held at Pershing or not. If the source account is held at Pershing, only a full transfer is available.
  5. Enter the remaining details of the asset source and the assets to be transferred. Click Continue, verify the entered information, and click Continue again.
  6. If the client is with you, click Sign Now to sign the paperwork. If the client is not present, click Email to send the signing link to the client. Once the client has signed by either method, the transfer is submitted to Pershing.

    • Related Articles

    • Client-led Standing Instructions/Cash Transfers (Pershing)

      If the feature is enabled in the Client Portal configuration, Clients may request one-time or recurring deposits or withdrawals. The Client fills in all necessary details, eletronically signs the request, and request is automatically submitted to ...

    • Client-led Account Transfers (Pershing)

      If the feature is enabled in the Client Portal configuration, Clients may request an Asset transfer into an existing Account in the Portfolio Manager. The Client fills in all necessary details, electronically signs the request, and the request is ...

    • Advisor-led Account Opening (Pershing)

      The following process allows the Advisor to open an account for a client, rather than the client opening the account themselves through the Client Portal. This can be done when an advisor is in direct communication with a client. Pershing account ...

    • Advisor-led Account Transfers (Schwab)

      The following process allows an Advisor to transfer assets into a Schwab account from a Brokerage Firm, Mutual Fund Company, or Annuity. Account Transfer The Account Transfer process is begun on the account profile that you wish to transfer funds to. ...

    • Client-led Account Transfers (Schwab)

      If the feature is enabled in the Client Portal configuration, Clients may request an Asset transfer into an existing Account in the Portfolio Manager. The Client fills in all necessary details, electronically signs the request, and the Advisor pushes ...